Governance, Risk Management & Compliance Lawyers | London
We are Punter Southall Law, specialist solicitors in governance, risk, and compliance (GRC) matters, both in the UK and internationally.
Meet our corporate governance & compliance lawyers
We are a team of experienced and committed lawyers focused on our clients’ commercial needs.
A Pleasure to Partner and Work With
I have had the opportunity to work with Lilian for a number of years. Her insights and guidance are always well balanced, she is extremely responsive, highly knowledgeable and most importantly a pleasure to partner and work with.
Anonymous
Unparalleled Knowledge
I am incredibly grateful for the outstanding and always fast service provided by Lilian. Her unparalleled knowledge, practical approach and unwavering dedication have been instrumental in navigating complex regulatory matters with ease. I wholeheartedly recommend her to anyone seeking top-tier legal counsel in the UK financial services industry.
Anonymous
Pragmatic and Commercial Approach
Lilian is a highly skilled regulatory lawyer who has excellent client relationship skills and has a pragmatic and commercial approach to issues. Having been instructed on short notice to assist on an ongoing project she impressed the whole team with her approach and input. Her support was invaluable.
Anonymous
A Tower of Strength and Support
Lilian has been a tower of strength and support. She is incredibly bright and knowledgeable. She is also pragmatic and determined. A rock to have by your side as a first-class lawyer and as a very thoughtful person.
Anonymous
Expert lawyers offering comprehensive governance, risk & compliance (GRC) legal and practical solutions
Our respected team of experienced regulatory solicitors and consultants, based in London, are committed to helping organisations remain compliant with the regulations and laws they are governed by. We have a proven track record of advising a broad range of clients in a wide spectrum of financial services on complex and sensitive conduct matters both on the advisory and contentious side, and negating reputational risk. We represent both firms and individuals subject to regulatory investigation.
Our core compliance legal services
We regularly assist firms with their conduct risk frameworks, investor and consumer protection obligations, distribution and misselling risk, ESG issues, culture, internal and FCA regulatory investigations, financial crime, competition, governance, conduct risk issues and supervisory processes including skilled person reviews, remediation programmes, regulatory notifications and perimeter advice and board and workforce diversity and inclusion.
Proactive and continuous improvement to your governance & compliance efforts
Our services are not just about meeting current compliance requirements; they are about future-proofing your business.
Punter Southall Law’s compliance team pinpoint clients’ risk and compliance needs. They then build risk and compliance functions from scratch and develop existing ones, providing practical, prioritised roadmaps, overseeing them through to full operational execution and a continuing governance and reporting framework.
Our compliance lawyers produce multiple end-to-end reviews covering:
- Efficacy of risk and compliance functions
- Financial crime risks
- Consumer protection regulations
- Governance and culture
- Enterprise risk management methodologies and implementation
The benefits of choosing a governance, risk & compliance law firm that is part of the London-based Punter Southall Group
The Punter Southall Group, based on The Strand, London, consists of several professional service-providing businesses. Together, we offer corporate & commercial clients unique advantages through our collaborative network.
This affiliation allows for a multidisciplinary approach, where legal expertise is complemented by a wealth of knowledge across various sectors when it is called for. Clients benefit from this synergy, receiving comprehensive solutions that are both legally sound and strategically astute.
Collaboration is not just a buzzword at Punter Southall Law, it’s our ethos.
Visit Punter Southall Group to learn more about the Group and the businesses that form it.
Speak with a London-based regulatory & compliance solicitor or consultant lawyer
For bespoke legal advice on all regulatory or compliance matters, speak with one of our lawyers. We are ready to assist you with your regulatory or compliance needs and work with you on achieving your objectives.
Contact Us to arrange a consultation with a compliance lawyer.
Read our governance & compliance articles
EU DORA Regulation & Operational Resilience Requirements
One of the most talked about topics currently in legal, financial services and cyber security circles is on the implementation of DORA, or to give it its formal name the…
21 Min Read
Read More EU DORA Regulation & Operational Resilience Requirements
The EU’s NIS2 Directive
What’s this all about? NIS2 is about cybersecurity. The NIS2 Directive entered into force on 16 January 2023. The deadline for Member States to transpose this into national law was…
13 Min Read
Read More The EU’s NIS2 Directive
The EU Artificial Intelligence Act
What’s the EU Artificial Intelligence Act all about? The EU Artificial Intelligence Act – the so-called EU AI Act – came into force on 1 August 2024. It will change…
19 Min Read
Read More The EU Artificial Intelligence Act
