Governance, Risk Management & Compliance Lawyers | London

Comprehensive governance, risk & compliance legal and practical Solutions

Our respected team of experienced regulatory solicitors and consultants, based in London, are committed to helping organisations remain compliant with the regulations and laws they are governed by. We have a proven track record of advising a broad range of clients in a wide spectrum of financial services on complex and sensitive conduct matters both on the advisory and contentious side, and negating reputational risk. We represent both firms and individuals subject to regulatory investigation.

Our core GRC legals services

We regularly assist firms with their conduct risk frameworks, investor and consumer protection obligations, distribution and misselling risk, ESG issues, culture, internal and FCA regulatory investigations, financial crime, competition, governance, conduct risk issues and supervisory processes including skilled person reviews, remediation programmes, regulatory notifications and perimeter advice and board and workforce diversity and inclusion.

Proactive and continuous improvement to your governance & compliance efforts

Our services are not just about meeting current compliance requirements; they are about future-proofing your business. Our Consultants pinpoint clients’ risk and compliance needs. They then build risk and compliance functions from scratch and develop existing ones, providing practical, prioritised roadmaps, overseeing them through to full operational execution and a continuing governance and reporting framework. 

They produce multiple end-to-end reviews encompassing efficacy of risk and compliance functions; financial crime risks; consumer protection regulations; governance and culture; and enterprise risk management methodologies and implementation.

The benefits of choosing a governance, risk & compliance law firm that is part of the Punter Southall Group

The Punter Southall Group, based on The Strand, London, consists of several professional service-providing businesses. Together, we offer corporate & commercial clients unique advantages through our collaborative network.

This affiliation allows for a multidisciplinary approach, where legal expertise is complemented by a wealth of knowledge across various sectors when it is called for. Clients benefit from this synergy, receiving comprehensive solutions that are both legally sound and strategically astute.

Collaboration is not just a buzzword at Punter Southall Law, it’s our ethos.

Visit Punter Southall Group to learn more about the Group and the businesses that form it.

Speak with a London-based regulatory solicitor or consultant

For bespoke legal advice on all regulatory or compliance matters, speak with one of our London-based team members. We are ready to assist you with your regulatory or compliance needs and work with you on achieving your objectives. Contact Us to arrange a consultation.