James Gee
Partner
James Gee was previously Head of Funds Regulation at Weil, Gotshal & Manges and then a Partner at EY, DWF and Gateley where he advised on private fundraisings, private funds regulation and non-contentious asset management regulation generally. He is available to assist with any Funds and FS regulatory issues, but with a particular focus on:
- Private fund establishment, marketing and operation (including club deals and funds-of-one etc)
- Private fund structuring
- Private fund terms and documentation
- Carried interest and incentive arrangements
- Authorisation and registration of fund managers and funds (both in the UK and Globally)
- Drafting policies and procedures for authorised and other entities
- Fund and securities marketing generally (both in the UK and Globally)
- General perimeter advice
- General financial services regulatory advice (particularly in the funds and asset management space)
- M&A and corporate restructuring support (change of control, due diligence, regulatory warranties and indemnities and SPA provisions)
- Outsourcing
He has also been involved in legal work in relation to crypto, fintech, regtech and lawtech and at EY was involved in their offering of lawtech and AI type solutions. He is keen to be involved in any AI and law tech type work that arises.